Sunday 2 August 2015
 
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DFSA

DFSA fines Arqaam over money laundering rules

The regulator of Dubai's financial free zone said on Wednesday it had fined Arqaam Capital $50,000 after investigating the Dubai-based investment bank over compliance with anti-money laundering rules. The investigation followe

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DGCX receives ‘Recognised Body’ status from DFSA

The Dubai Gold and Commodities Exchange (DGCX) and its CCP Operator arm, Dubai Commodities Clearing Corporation (DCCC) has been granted the status of a ‘Recognised Body’ by the Dubai Financial Services Authority (DFSA), the regulator

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Dubai imposes record fine on Deutsche Bank

Deutsche Bank must pay the largest ever fine levied by the regulator of Dubai's financial free zone for what the watchdog described as "serious contraventions" by the German lender's wealth management business in the emirate.

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DFSA seeks to wind-up local arm of Espirito Santo

Dubai's financial regulator is seeking court approval to wind up the local arm of Portuguese financial group Espirito Santo, the latest in a series of international regulatory actions taken against the family's collapsed business empire.

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DFSA freezes deposits in local Espirito Santo bank

The Dubai Financial Services Authority (DFSA) said it was freezing deposits and imposing other restrictions on private banker ES Bankers Dubai, part of the Portuguese Espirito Santo family's troubled empire. The move is the la

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Dubai regulator freezes deposits in local Espirito Santo bank

The Dubai Financial Services Authority (DFSA) said on Thursday it was freezing deposits and imposing other restrictions on private banker ES Bankers (Dubai), part of the Portuguese Espirito Santo family's troubled empire. The

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DFSA backs Asian Financial Forum

The Dubai Financial Services Authority (DFSA) took part in the recent Asian Financial Forum in order to further strengthen relations in financial services between Dubai, Hong Kong and Asia. The forum, hosted in Hong Kong, was atte

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DFSA clarifies Kaloti not being probed

The Dubai Financial Services Authority (DFSA) has, in a letter, confirmed that neither Munir Kaloti nor the Kaloti Group of Companies are or were the subject of the DFSA’s investigation of Deutsche Bank DIFC branch, a statement from Kaloti

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DFSA starts court action on Deutsche Bank unit

The Dubai Financial Services Authority (DFSA) has commenced proceedings in the DIFC Courts to enforce compliance by Deutsche Bank AG, Dubai (DIFC) Branch (DBDIFC), with a notice requiring information. The DFSA has brought the proc

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DIFC financial adviser gets 6-year ban

Dubai Financial Services Authority (DFSA) has restricted Jaime Corona, a former financial adviser of a Dubai International Financial Centre (DIFC)-authorised firm, for unethical conduct when advising clients about the value of their investment p

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