Thursday 18 September 2014
 
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DFSA

DFSA backs Asian Financial Forum

The Dubai Financial Services Authority (DFSA) took part in the recent Asian Financial Forum in order to further strengthen relations in financial services between Dubai, Hong Kong and Asia. The forum, hosted in Hong Kong, was atte

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DFSA clarifies Kaloti not being probed

The Dubai Financial Services Authority (DFSA) has, in a letter, confirmed that neither Munir Kaloti nor the Kaloti Group of Companies are or were the subject of the DFSA’s investigation of Deutsche Bank DIFC branch, a statement from Kaloti

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DFSA starts court action on Deutsche Bank unit

The Dubai Financial Services Authority (DFSA) has commenced proceedings in the DIFC Courts to enforce compliance by Deutsche Bank AG, Dubai (DIFC) Branch (DBDIFC), with a notice requiring information. The DFSA has brought the proc

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DIFC financial adviser gets 6-year ban

Dubai Financial Services Authority (DFSA) has restricted Jaime Corona, a former financial adviser of a Dubai International Financial Centre (DIFC)-authorised firm, for unethical conduct when advising clients about the value of their investment p

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Penalty imposed on DIFC private banker

The Dubai Financial Services Authority (DFSA) has imposed a financial penalty on a former private banker. It said today that Nikhil Das will pay a penalty of Dh73,400 ($20,000) and be restricted, for a period of six years, from performi

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DFSA sanctions United Investment Bank

The Dubai Financial Services Authority (DFSA) said it has accepted an Enforceable Undertaking from United Investment Bank (UIB), a Dubai International Financial Centre (DIFC) authorised firm. The UIB agreed to pay a financial pena

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DFSA signs 26 agreements with EU regulators

Dubai Financial Services Authority (DFSA) has entered into 26 supervisory co-operation agreements with European Union (EU) and European Economic Area (EEA) regulators this year. Under these agreements, each regulator agrees to hel

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Delta Partners wins DFSA licences

  Delta Partners, a leading TMT management consulting and investment specialist in high-growth markets, has won two licences from the Dubai Financial Services Authority (DFSA). &

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E&Y, Arqaam reach deal with DFSA over misconduct

  Ernst & Young and brokerage Arqaam Capital, accused of accountancy misconduct over the value of Iranian artwork, reached a deal with the regulator of Dubai's financial free zone hours before the case would have gone to

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DFSA in new compliance with DIFC

The Dubai Financial Services Authority (DFSA) has taken over the regulation of DIFC anti-money laundering (AML) and combating the financing of terrorism (CFT) requirements for designated non-financial businesses and professions (DNFBP). Th

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